Chan, Wai Ching (SFC:ALS556) 陳偉程
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Angel Fund Management (HK) Company Limited | RO | Advising on securities | 2019-08-07 | RO | Asset management | 2019-08-07 |
2 | CHINA SKY SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-10 | 2018-09-20 | RO | Advising on securities | 2018-09-20 | RO | Dealing in securities | 2018-09-20 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-02-28 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-04-03 |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-02-28 | 2018-04-03 |
5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-05-29 | 2006-06-28 |
6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-02-25 | 2006-06-28 |
7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-07-10 | 2006-08-12 |
8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-07-10 | 2006-08-12 |
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