Chan, Wing Ho (SFC:ANQ015) 陳永豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-07-04 | 2008-06-30 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-11-29 | 2008-06-30 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2010-04-12 | 2011-05-13 | Rep | Dealing in securities | 2010-04-12 | 2011-05-13 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-09-08 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-08 | |
| 6 | YU ON SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-07-02 | 2010-03-20 | Rep | Dealing in securities | 2008-07-02 | 2010-03-20 |
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