Chan, Wing Yin (SFC:AJG655) 陳永賢

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI ASIA LIMITED Rep Dealing in securities 2006-09-28 2017-10-02
Rep Dealing in securities 2017-10-03 2020-09-17
2 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2005-07-28 2006-09-25
Rep Advising on securities 2005-09-06 2006-09-25
3 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED Rep Advising on securities 2003-11-21 2005-03-02
4 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2005-03-02 2005-07-28

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