Chan, Wing Yin (SFC:AJG655) 陳永賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-09-28 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-09-17 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-07-28 | 2006-09-25 | Rep | Advising on securities | 2005-09-06 | 2006-09-25 |
3 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2003-11-21 | 2005-03-02 |
4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-03-02 | 2005-07-28 |
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