Chan, Winnie Wun-yin 陳韻妍

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GAM HONG KONG LIMITED Rep Dealing in securities 2008-01-18 2008-11-07
2 KGI ASIA LIMITED Rep Advising on securities 2010-08-26 2017-10-02
Rep Dealing in securities 2010-08-26 2017-10-02
Rep Advising on securities 2017-10-03
Rep Dealing in securities 2017-10-03
3 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep Advising on securities 2010-08-26 2017-10-02
Rep Dealing in securities 2010-08-26 2017-10-02
4 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Dealing in securities 2007-03-23 2007-08-10

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