Chan, Winnie Wun-yin 陳韻妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-23 | 2007-08-10 |
| 4 | GAM HONG KONG LIMITED | Rep | Dealing in securities | 2008-01-18 | 2008-11-07 |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-08-26 | 2017-10-02 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-08-26 | 2017-10-02 |
| 7 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2010-08-26 | 2017-10-02 |
| 8 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2010-08-26 | 2017-10-02 |
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