Chau, Chiu Kai 周昭佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-07-26 | 2007-06-01 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-18 | 2007-06-01 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-06-07 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2024-03-08 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-07 | 2024-03-08 |
| 5 | ROSA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-30 | Rep | Advising on securities | 2003-07-30 | Rep | Asset management | 2003-07-30 | Rep | Automated trading services | 2003-07-30 | Rep | Dealing in securities | 2003-07-30 |
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