Chien, Ching-Yi 簡青誼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-04-24 | 2017-10-02 | Rep | Advising on securities | 2008-09-16 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | Rep | Dealing in securities | 2017-10-03 |
2 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2015-07-30 | 2017-10-02 |
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