Chin, Chi Kui 錢智駒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2011-07-25 | 2011-07-27 |
| 2 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-08-14 | 2010-04-13 |
| 3 | Atlantic Asset Management Limited | RO | Advising on securities | 2023-08-22 | RO | Asset management | 2024-03-28 |
| 4 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2013-12-10 | 2014-04-01 |
| 5 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | Dealing in securities | 2013-09-06 | 2014-04-01 |
| 6 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-11-14 | 2018-01-08 | RO | Asset management | 2018-01-08 | 2018-01-31 |
| 7 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-11-14 | 2018-01-08 | RO | Dealing in futures contracts | 2018-01-08 | 2018-01-31 |
| 8 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-11-14 | 2018-01-08 | RO | Dealing in securities | 2018-01-08 | 2018-01-31 |
| 9 | FORMAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-02-17 | 2016-03-14 | RO | Asset management | 2016-03-14 | 2017-11-08 |
| 10 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-02-17 | 2016-03-14 | Rep | Dealing in securities | 2016-02-17 | 2016-03-14 | RO | Dealing in futures contracts | 2016-03-14 | 2017-11-08 | RO | Dealing in securities | 2016-03-14 | 2017-11-08 |
| 11 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2020-05-27 | 2020-11-03 | Rep | Dealing in securities | 2020-05-27 | 2020-11-03 | RO | Asset management | 2020-11-03 | RO | Dealing in securities | 2020-11-03 | RO | Dealing in futures contracts | 2020-11-03 | 2022-10-06 | RO | Advising on securities | 2022-11-30 |
| 12 | Huarong International Asset Management Limited | RO | Asset management | 2014-06-09 | 2016-01-31 |
| 13 | Huarong International Securities Limited | Rep | Dealing in securities | 2014-04-16 | 2014-05-08 | Rep | Dealing in futures contracts | 2014-04-16 | 2016-01-31 | RO | Dealing in securities | 2014-05-08 | 2016-01-31 |
| 14 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-09-21 | 2010-04-13 | Rep | Dealing in securities | 2011-08-23 | 2013-09-04 |
| 15 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-23 | 2013-09-04 |
| 16 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-05-05 | 2011-07-01 |
| 17 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-05-05 | 2011-07-01 | Rep | Dealing in securities | 2010-05-05 | 2011-07-01 | Rep | Dealing in securities | 2020-03-10 | 2020-05-05 |
| 18 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-03-10 | 2020-05-05 |
| 19 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-03-06 | 2018-06-29 | RO | Dealing in futures contracts | 2018-06-29 | 2020-02-10 |
| 20 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-03-06 | 2018-06-29 | RO | Dealing in securities | 2018-06-29 | 2020-02-10 |
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