Chiu, Ming-Hsi 邱明熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-12-17 | 2009-01-16 | KGI FUTURES (HONG KONG) LIMITED | RO | 2009-01-16 | 2009-04-15 | KGI FUTURES (HONG KONG) LIMITED | Rep | 2009-04-15 | 2014-05-02 |
| 2 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2008-09-09 | 2008-09-16 | KGI ASIA LIMITED | Rep | 2008-11-14 | 2009-01-16 | KGI SECURITIES (HONG KONG) LIMITED | Rep | 2008-11-14 | 2009-01-16 | KGI ASIA LIMITED | RO | 2009-01-16 | 2009-04-15 | KGI SECURITIES (HONG KONG) LIMITED | RO | 2009-01-16 | 2009-04-15 | KGI ASIA LIMITED | Rep | 2009-04-15 | 2014-05-02 | KGI SECURITIES (HONG KONG) LIMITED | Rep | 2009-04-15 | 2014-05-02 |
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