Chow, Yee 周怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2004-06-28 | 2011-04-29 | Rep | Asset management | 2007-06-18 | 2011-04-29 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-05-12 | 2013-03-29 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-30 | 2013-03-29 |
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