Chua, Tit Hong 蔡鐵康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-01 | |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-06-01 | |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-12-20 | 2005-05-26 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2005-12-07 | 2017-10-02 |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | 2019-09-06 |
| 6 | KGI ASIA LIMITED | Rep | Asset management | 2004-06-01 | |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-11 | 2005-11-14 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-12-20 | |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-04-11 | 2005-11-14 |
| 10 | KGI ASIA LIMITED | RO | Advising on securities | 2019-09-06 | 2022-09-03 |
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