Hill, Liam Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2004-04-19 | 2004-05-06 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-09-12 | 2012-11-02 | Rep | Dealing in securities | 2011-09-12 | 2012-11-02 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-07-12 | 2011-08-18 | Rep | Dealing in securities | 2010-07-12 | 2011-08-18 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2008-10-15 | 2008-12-20 |
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