Ho, Boogie Chi Fai 何志輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS SECURITIES LIMITED | RO | Dealing in futures contracts | 2008-12-11 | 2009-07-02 |
| 2 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2004-01-06 | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2004-01-06 | Rep | Automated trading services | 2004-01-06 | Rep | Dealing in securities | 2005-03-08 | RO | Dealing in securities | 2005-03-08 | 2009-07-02 | Rep | Dealing in futures contracts | 2005-07-28 | 2005-09-30 | RO | Dealing in futures contracts | 2005-09-30 | 2006-05-15 | Rep | Dealing in futures contracts | 2006-05-15 | 2006-11-09 | RO | Dealing in futures contracts | 2006-11-09 | 2009-07-02 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-07-06 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-06 | |
| 5 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2009-07-02 |
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