Ip, Wai Kwong 葉偉剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-11-14 | 2003-12-08 | Rep | Dealing in futures contracts | 2003-11-14 | 2003-12-08 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-01-13 | 2009-04-08 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-01-10 | 2009-04-08 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-04-21 | 2012-11-01 | Rep | Advising on securities | 2009-05-19 | 2012-11-01 | Rep | Dealing in securities | 2014-04-25 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-02-28 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-21 | 2012-11-01 | Rep | Dealing in futures contracts | 2014-04-25 | 2022-02-28 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-20 | Rep | Asset management | 2003-09-20 | Rep | Dealing in futures contracts | 2003-09-20 |
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