Ip, Yung Ling 葉勇玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-15 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-08-15 | |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-15 | 2016-06-30 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-08-04 | 2012-11-10 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-04 | 2012-11-10 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-04-03 | 2009-07-27 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-03 | 2009-07-27 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-11-22 | 2014-08-03 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-11-22 | 2014-08-03 |
| 10 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-30 | 2008-07-31 |
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