Kwok, Chun Kong 郭振江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-02 | 2019-03-04 |
2 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-02 | 2019-03-04 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-05-29 | 2017-10-02 | Rep | Advising on securities | 2010-12-23 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-07-20 | Rep | Dealing in securities | 2017-10-03 | 2018-07-20 |
4 | KGI Asset Management Limited | Rep | Asset management | 2018-04-20 | 2018-07-20 |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-04 | 2018-07-20 |
6 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-29 | 2017-10-02 |
7 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-02-02 | 2021-04-15 | RO | Asset management | 2021-04-15 | 2024-02-26 |
8 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-04-15 | 2021-11-30 | RO | Advising on futures contracts | 2021-11-30 | 2024-02-26 | RO | Dealing in futures contracts | 2021-11-30 | 2024-02-26 |
9 | Prime Cdex Securities Limited | Rep | Advising on securities | 2021-02-02 | 2021-04-15 | Rep | Dealing in securities | 2021-02-02 | 2021-04-15 | RO | Advising on securities | 2021-04-15 | 2024-02-26 | RO | Dealing in securities | 2021-04-15 | 2024-02-26 |
10 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2007-09-05 | 2008-05-26 |
11 | Xin Tian Dou Asset Management Limited | RO | Advising on securities | 2020-06-15 | 2021-01-08 | RO | Asset management | 2020-06-15 | 2021-01-08 | RO | Dealing in securities | 2020-06-15 | 2021-01-08 |
12 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2024-03-15 | RO | Dealing in securities | 2024-06-07 |
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