Kwok, Kai Wai 郝繼偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2017-06-09 | 2017-07-27 |
| 2 | CHINA TIMES SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-04-04 | 2018-07-17 | Rep | Dealing in securities | 2018-04-04 | 2018-08-29 | RO | Dealing in futures contracts | 2018-07-17 | 2018-10-04 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-10-31 | 2018-03-16 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-31 | 2018-03-16 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-07-13 | 2017-05-31 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-13 | 2017-05-31 |
| 7 | Lion Futures Limited | RO | Advising on futures contracts | 2019-02-01 | RO | Dealing in futures contracts | 2019-02-01 |
| 8 | Lion International Securities Group Limited | Rep | Dealing in securities | 2019-08-07 | 2022-12-22 | RO | Dealing in securities | 2022-12-22 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-06-11 | 2010-07-01 | Rep | Leveraged foreign exchange trading | 2004-06-11 | 2010-07-01 | Rep | Advising on futures contracts | 2005-12-07 | 2010-07-01 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-06-11 | 2010-07-01 | Rep | Advising on securities | 2009-02-11 | 2010-07-01 |
| 11 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2017-08-24 | 2017-10-01 |
| 12 | Zhongrong International Securities Company Limited | Rep | Dealing in securities | 2017-08-24 | 2017-10-01 |
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