Kwok, Kin To 郭健濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2004-11-10 | 2005-08-18 | Rep | Dealing in securities | 2007-01-25 | 2007-04-24 |
| 2 | HANG TAI SECURITIES LIMITED | Rep | Dealing in securities | 2006-06-02 | 2006-11-20 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-07-24 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-11 | 2009-07-11 |
| 5 | SEG INTERNATIONAL SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2004-01-20 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-01-27 | 2004-11-09 |
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