Kwok, Oi Yee 郭靄宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-09 | |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-09 | |
| 3 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-16 | 2016-03-31 |
| 4 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-02 | 2010-07-15 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-07-19 | 2013-11-30 | Rep | Dealing in securities | 2014-06-11 | 2015-09-01 | Rep | Dealing in securities | 2016-04-07 | 2017-08-28 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-03-29 | 2017-08-28 |
| 7 | PO SANG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-09-13 | 2019-07-01 | Rep | Dealing in securities | 2017-09-13 | 2019-07-01 |
| 8 | SHUN HENG SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-10 | Rep | Advising on securities | 2005-01-10 | Rep | Asset management | 2005-01-10 | Rep | Dealing in securities | 2009-01-01 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2013-12-04 | 2014-05-30 |
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