Lai, Dominic Tin Yan 賴天恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-27 | RO | Dealing in futures contracts | 2004-10-27 | 2007-05-24 |
| 2 | CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-11-07 | Rep | Advising on securities | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in securities | 2007-05-24 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-06-04 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-10-08 | RO | Dealing in securities | 2019-10-08 | 2023-05-22 | Rep | Dealing in securities | 2023-05-22 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-04 | 2019-10-08 | RO | Dealing in futures contracts | 2019-10-08 | 2023-05-22 | Rep | Dealing in futures contracts | 2023-05-22 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-22 | 2017-10-02 |
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