Lam, Chung Wai (SFC:AMJ507) 林忠偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-08-24 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2024-04-12 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-24 | 2024-04-12 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-11-02 | 2006-08-30 | Rep | Dealing in futures contracts | 2007-10-09 | 2009-08-15 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-22 | 2009-08-15 |
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