Lam, Hiu Tung (SFC:AGA339) 林曉東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-01-22 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-02-15 |
| 2 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on corporate finance | 2005-01-26 | Rep | Advising on securities | 2005-01-26 | Rep | Asset management | 2005-01-26 | Rep | Dealing in securities | 2010-08-03 |
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