Lam, Ka Ming (SFC:AEU728) 林家明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-05-17 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-05-29 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-05-23 | 2020-05-29 |
| 3 | TAIFAIR SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-28 | Rep | Advising on securities | 2005-01-28 | Rep | Asset management | 2005-01-28 | Rep | Dealing in securities | 2010-05-04 |
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