Lam, Andrew King Sun 林勁生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2010-01-26 | 2010-02-04 |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-03-11 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-04-07 |
3 | METRO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-29 | Rep | Advising on securities | 2005-01-29 | Rep | Asset management | 2005-01-29 | Rep | Dealing in securities | 2010-01-16 |
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