Lam, Man Choi 林文財
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-08-22 | 2012-03-29 | Rep | Dealing in securities | 2011-08-22 | 2012-03-29 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-10-17 | 2012-03-29 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2011-06-13 | 2011-08-13 |
| 4 | SUCCESS ADVANCE INVESTMENTS LIMITED | Rep | Advising on securities | 2023-12-28 | Rep | Asset management | 2023-12-28 |
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