Lam, Pik Shan 林碧珊

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2007-01-29 2009-10-01
KGI FUTURES (HONG KONG) LIMITED Rep 2009-10-14 2022-04-08
2 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2007-01-29 2009-10-01
KGI ASIA LIMITED Rep 2009-10-14 2017-10-02
KGI ASIA LIMITED Rep 2017-10-03 2022-04-08

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