Lam, Ping Fun 林秉勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2003-07-28 | 2009-12-02 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-08-04 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-04 | |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-04-30 | 2010-07-22 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-30 | 2010-07-22 |
| 6 | REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2005-06-01 | 2006-02-10 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-17 | Rep | Asset management | 2003-07-17 | Rep | Dealing in futures contracts | 2003-07-17 |
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