Lam, Sze Man (SFC:AXT415) 林思敏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2019-10-22 2021-12-01
2 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2011-08-08 2012-04-06
SOUTH CHINA COMMODITIES LIMITED Rep 2012-04-26 2013-09-06
Holly International Financial Holdings Limited Rep 2013-09-23 2014-07-02
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED Rep 2016-11-17 2017-03-31
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Rep 2016-12-19 2018-09-09
RHB FUTURES HONG KONG LIMITED Rep 2018-09-24 2019-08-25
CES Commodities (HK) Limited Rep 2019-09-10 2021-12-01
OCBC Futures Investment (Hong Kong) Limited Rep 2022-03-10 2022-05-29
PRUDENTIAL INDEX TRADING COMPANY LIMITED Rep 2022-08-10
3 KGI ASIA LIMITED Rep Dealing in securities 2011-08-08 2012-04-06
SOUTH CHINA SECURITIES LIMITED Rep 2012-04-26 2013-09-06
SHANXI SECURITIES INTERNATIONAL LIMITED Rep 2016-11-17 2018-09-09
RHB SECURITIES HONG KONG LIMITED Rep 2018-09-24 2019-08-25
Everbright Securities Investment Services (HK) Limited Rep 2019-09-10 2021-12-01
OCBC Securities Brokerage (Hong Kong) Limited Rep 2022-03-10 2022-05-29
PRUDENTIAL BROKERAGE LIMITED Rep 2022-08-10

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