Lam, Yin Ming 林賢明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2022-01-06 | 2023-01-29 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-01-06 | 2023-01-29 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2023-02-15 | |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2023-02-15 | |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-12-22 | 2013-03-25 | Rep | Advising on securities | 2010-03-19 | 2013-03-25 | Rep | Dealing in securities | 2014-08-08 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-11-28 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-08-08 | 2021-11-28 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-21 | 2008-12-16 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-04-02 | 2014-07-22 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-04-02 | 2014-07-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy