Lam, Yin Ming 林賢明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2023-02-15 | |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2023-02-15 | |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-21 | 2008-12-16 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-12-22 | 2013-03-25 |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-03-19 | 2013-03-25 |
| 6 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-04-02 | 2014-07-22 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-04-02 | 2014-07-22 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-08-08 | 2017-10-02 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-08-08 | 2021-11-28 |
| 10 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-11-28 |
| 11 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2022-01-06 | 2023-01-29 |
| 12 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-01-06 | 2023-01-29 |
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