Law, Hon Yeung 羅漢揚

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Everbright Securities Investment Services (HK) Limited Rep Advising on corporate finance 2004-01-19
2 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2004-01-19
3 Everbright Securities Investment Services (HK) Limited Rep Asset management 2004-01-19
4 Everbright Securities Investment Services (HK) Limited Rep Automated trading services 2003-07-07
5 CES Commodities (HK) Limited Rep Dealing in futures contracts 2004-04-20 2011-06-27
KGI FUTURES (HONG KONG) LIMITED Rep 2011-07-12
6 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2011-06-27
KGI ASIA LIMITED Rep 2011-07-12 2017-10-02
KGI ASIA LIMITED Rep 2017-10-03

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