Law, Pui Kiu 羅姵喬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2018-07-19 | 2019-06-03 | RO | Dealing in futures contracts | 2018-07-19 | 2019-06-03 | RO | Dealing in securities | 2018-07-19 | 2019-06-03 |
| 2 | Celera Markets Limited | RO | Dealing in securities | 2019-09-06 | RO | Dealing in futures contracts | 2019-09-06 | 2023-01-19 | RO | Advising on securities | 2021-04-23 | RO | Advising on futures contracts | 2021-04-23 | 2023-01-19 | RO | Asset management | 2022-10-17 |
| 3 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2017-05-31 | 2017-10-25 | Rep | Dealing in securities | 2017-05-31 | 2017-10-25 | RO | Dealing in futures contracts | 2017-10-25 | 2018-06-08 | RO | Dealing in securities | 2017-10-25 | 2018-06-08 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-04-20 | 2012-11-27 | Rep | Dealing in securities | 2014-06-04 | 2017-05-12 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-06-04 | 2017-05-12 |
| 6 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-24 | 2014-05-10 |
| 7 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-24 | 2014-05-10 |
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