Lee, Hoi Yan (SFC:AJL855) 李凱欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AWSG INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2020-05-13 | |
| 2 | Beijing Securities Limited | Rep | Advising on securities | 2012-12-17 | 2017-11-10 | Rep | Dealing in securities | 2012-12-17 | 2017-11-10 | RO | Advising on securities | 2017-11-10 | 2018-08-14 | RO | Dealing in securities | 2017-11-10 | 2018-08-14 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-05-26 | 2006-09-18 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-02-23 | 2006-09-18 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-10-13 | 2012-12-06 | Rep | Advising on securities | 2008-03-18 | 2012-12-06 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-13 | 2012-12-06 |
| 7 | PRESTIGE SECURITIES LIMITED (HK) | RO | Advising on securities | 2018-09-03 | 2019-06-30 | RO | Dealing in securities | 2018-09-03 | 2019-06-30 |
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