Lee, Wai Chung (SFC:ADW149) 李慧中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SEEKERS MARKETS LIMITED | Rep | Advising on corporate finance | 2004-04-24 | |
| 2 | SEEKERS MARKETS LIMITED | Rep | Advising on securities | 2004-04-24 | |
| 3 | SEEKERS MARKETS LIMITED | Rep | Asset management | 2004-04-24 | |
| 4 | SEEKERS MARKETS LIMITED | Rep | Dealing in securities | 2004-04-24 | |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-05-11 | 2004-07-29 |
| 6 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-07 | 2004-12-09 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-12-21 | 2017-10-02 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-28 | |
| 9 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-28 | 2017-10-02 |
| 10 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2017-04-13 | 2017-10-02 |
| 11 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 |
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