Lehner, Charles Warren Jr
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2010-11-19 | 2011-06-24 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-08-12 | 2011-11-22 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2010-11-19 | 2011-06-24 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-08-12 | 2011-11-22 |
| 5 | KGI ASIA LIMITED | RO | Advising on securities | 2011-11-22 | 2012-04-21 |
| 6 | KGI ASIA LIMITED | RO | Dealing in securities | 2011-11-22 | 2012-04-21 |
| 7 | KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2012-02-10 | 2012-04-21 |
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