Leung, Sam Mun 梁心敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2014-04-30 | 2015-08-18 |
| 2 | Alpha Nova Capital Management Limited | Rep | Advising on corporate finance | 2005-10-24 | 2006-10-02 | Rep | Advising on securities | 2005-10-24 | 2006-10-02 | Rep | Asset management | 2005-10-24 | 2006-10-02 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2006-10-20 | 2013-10-15 |
| 4 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2013-11-12 | 2014-03-09 | Rep | Asset management | 2013-11-12 | 2014-03-09 |
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