Leung, George Tak Wah 梁德華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Dealing in futures contracts | 2003-08-14 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-08-12 | Rep | Advising on securities | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Dealing in securities | 2003-08-14 |
3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-02-19 | 2014-09-12 |
4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-02-19 | 2014-09-12 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-14 | 2004-08-28 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-08-14 | 2004-08-28 |
7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-08-05 | 2013-02-09 | Rep | Dealing in securities | 2014-09-17 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-12-03 |
8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-05 | 2013-02-09 | Rep | Dealing in futures contracts | 2014-09-17 | 2019-05-31 |
9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-09-03 | 2005-08-02 |
10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-09-03 | 2005-08-02 |
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