Leung, Tsz Man (SFC:AAG617) 梁子文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Hongkong Bay Securities Limited | RO | Advising on corporate finance | 2003-09-03 | RO | Advising on securities | 2003-09-03 | RO | Asset management | 2003-09-03 | RO | Dealing in securities | 2006-07-22 |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-12-15 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-21 | 2009-11-24 |
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