Li, Kwan Kim 李群劍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Duncan Futures Limited | Rep | Dealing in futures contracts | 2007-10-11 | 2008-01-04 |
| 2 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-08-07 | |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-06-27 | 2007-10-01 | Rep | Dealing in securities | 2008-02-11 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-12 | 2007-10-01 | Rep | Dealing in futures contracts | 2008-02-11 |
| 5 | Mason Securities Limited | Rep | Dealing in securities | 2007-10-11 | 2008-01-04 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-10-02 | 2004-02-13 |
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