Liu, Kit Ling (SFC:AUI936) 廖潔靈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-12-17 | 2014-07-01 | Rep | Advising on securities | 2013-09-19 | 2014-07-01 | Rep | Advising on securities | 2014-08-20 | 2015-10-01 | Rep | Dealing in securities | 2014-08-20 | 2015-10-01 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-17 | 2014-07-01 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2013-09-19 | 2014-07-01 |
| 4 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-12-20 | 2023-02-08 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-10-13 | Rep | Dealing in securities | 2015-10-13 | 2019-01-31 | RO | Dealing in securities | 2019-01-31 |
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