Lo, Ka Kuen 勞家權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-10-20 | 2017-07-31 | Rep | Advising on securities | 2015-12-01 | 2017-07-31 |
| 2 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-15 | 2010-05-29 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-06-11 | 2015-10-11 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-11 | 2015-10-11 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-04 | 2015-10-11 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2017-08-17 | 2018-09-28 | Rep | Dealing in futures contracts | 2017-08-17 | 2018-09-28 | Rep | Dealing in securities | 2017-08-17 | 2018-09-28 |
| 7 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-10-18 | |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-10-18 | Rep | Advising on securities | 2020-06-11 |
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