Lo, Pei-Chi 羅珮琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-04-26 | 2013-02-21 |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-04-26 | 2014-09-27 | Rep | Advising on securities | 2013-09-19 | 2014-09-27 |
3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2011-04-26 | 2014-09-27 | Rep | Advising on securities | 2013-09-19 | 2014-09-27 |
4 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2020-08-14 | 2024-05-03 | Rep | Dealing in securities | 2020-08-14 | 2024-05-03 |
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