Lo, Betty Wai Man 盧慧敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-10-17 | 2013-02-16 |
| 2 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2013-03-07 | 2022-08-19 | Rep | Dealing in securities | 2013-03-07 | 2022-08-19 |
| 3 | Cortina Capital Asset Management Limited | Rep | Asset management | 2022-08-26 | Rep | Advising on securities | 2022-09-07 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-04-26 | 2013-02-16 | Rep | Advising on securities | 2010-07-28 | 2013-02-16 |
| 5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2012-11-23 | 2013-02-16 | Rep | Dealing in securities | 2012-11-23 | 2013-02-16 |
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