Lo, Wai See 盧慧思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Astrum Capital Management Limited (HK) | Rep | Dealing in futures contracts | 2020-10-19 | Rep | Dealing in securities | 2020-10-19 |
2 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2006-01-12 | 2006-06-01 |
3 | Funderstone Securities Limited | Rep | Dealing in securities | 2005-12-23 | 2006-06-01 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-06-07 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-09-22 |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-06-07 | 2020-09-22 |
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