Lok, Wai Kei 駱慧琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Hong Kong Capital Asset Management Company Limited | Rep | Advising on corporate finance | 2003-06-19 | |
| 2 | China Hong Kong Capital Asset Management Company Limited | Rep | Advising on securities | 2003-06-19 | |
| 3 | China Hong Kong Capital Asset Management Company Limited | Rep | Asset management | 2003-06-19 | |
| 4 | China Hong Kong Capital Asset Management Company Limited | Rep | Dealing in securities | 2004-12-10 | CITIC Securities Brokerage (HK) Limited | Rep | 2005-01-31 | 2005-06-22 | KGI ASIA LIMITED | Rep | 2005-11-25 | 2017-10-02 | KGI ASIA LIMITED | Rep | 2017-10-03 |
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