Mak, Ka Ka 麥嘉嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Tonghai (IA) Limited | Rep | Advising on securities | 2006-06-28 | 2007-01-21 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2007-03-13 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-03-23 |
| 3 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2019-09-17 | 2022-05-12 | Rep | Advising on futures contracts | 2019-10-04 | 2022-05-12 | RO | Advising on futures contracts | 2022-05-12 | 2023-12-19 | RO | Advising on securities | 2022-05-12 | 2023-12-19 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on futures contracts | 2024-04-17 | Rep | Advising on securities | 2024-04-17 |
| 5 | SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-28 | 2019-06-05 | RO | Advising on securities | 2019-01-07 | 2019-08-19 |
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