Mok, Gavin Dick Hung 莫湋苙

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Guosen Securities (HK) Brokerage Company, Limited Rep Advising on securities 2015-04-09 2015-08-19
Crosby Securities Limited Rep 2015-09-14 2017-05-31
Crosby Securities Limited Rep 2019-03-18 2020-10-01
2 MAGIC COMPASS FUTURES LIMITED Rep Dealing in futures contracts 2004-09-18 2005-12-15
UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep 2007-08-17 2007-08-20
KGI FUTURES (HONG KONG) LIMITED Rep 2010-07-15 2012-05-01
HSBC BROKING FUTURES (ASIA) LIMITED Rep 2014-06-24 2014-08-09
3 Prime Cdex Securities Limited Rep Dealing in securities 2004-09-18 2005-12-15
UOB KAY HIAN (HONG KONG) LIMITED Rep 2007-06-27 2007-08-20
MIZUHO SECURITIES ASIA LIMITED Rep 2007-08-23 2010-06-05
KGI ASIA LIMITED Rep 2010-07-15 2012-10-11
KGI ASIA LIMITED RO 2012-10-11 2013-10-01
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2014-06-24 2014-08-09
Guosen Securities (HK) Brokerage Company, Limited Rep 2014-08-15 2015-08-19
Crosby Securities Limited Rep 2015-09-14 2017-05-31
Crosby Securities Limited Rep 2019-03-18 2020-10-01

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