Ng, Cheuk To 吳灼濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on securities | 2004-01-09 | |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Asset management | 2004-01-09 | |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-08-02 | |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-02 | 2008-12-05 |
| 6 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-24 | 2011-07-26 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-08-08 | 2014-11-01 |
| 8 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2014-11-11 | 2018-05-31 |
| 9 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2018-06-04 | 2020-11-30 |
| 10 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-12-11 | 2024-03-29 |
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