Ng, Chi Wai (SFC:APH765) 吳志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Donghai International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-08-15 | 2017-01-18 | RO | Dealing in futures contracts | 2017-01-18 | 2019-05-28 |
| 2 | Donghai International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-08-15 | 2019-05-28 |
| 3 | Goldhorse Securities Limited | Rep | Advising on securities | 2021-11-11 | 2021-12-28 | Rep | Dealing in securities | 2021-11-11 | 2021-12-28 | RO | Advising on securities | 2021-12-28 | RO | Dealing in securities | 2021-12-28 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-09-13 | 2016-07-12 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-13 | 2016-07-12 |
| 6 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-13 | 2016-07-12 |
| 7 | TANGSHANG FUTURES LIMITED | RO | Dealing in futures contracts | 2019-06-03 | 2020-08-31 |
| 8 | TANGSHANG SECURITIES LIMITED | Rep | Advising on securities | 2019-09-04 | 2019-12-16 | Rep | Dealing in securities | 2019-09-04 | 2019-12-16 | RO | Advising on securities | 2019-12-16 | 2020-08-31 | RO | Dealing in securities | 2019-12-16 | 2020-08-31 |
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