Shu, Ho Yin 舒浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-14 | 2008-03-01 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-14 | 2008-03-01 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-14 | 2008-03-01 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-05-29 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-07-27 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-29 | 2021-07-27 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-06 | 2009-05-21 | Rep | Leveraged foreign exchange trading | 2008-03-06 | 2009-05-21 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-06 | 2009-05-21 |
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